New Form D filings this week
Every US company raising money under Regulation D (Rule 506(b), 506(c), Rule 504) files a Form D with the SEC within 15 days of its first sale. This page lists the new filings from the last 5 filing days (6 November 2026 to 13 November 2026): 409 operating companies. Pooled investment funds are listed on each day's page.
Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.
Largest company raises this week
| Company | Location | Industry | Sold so far | Offering size | First sale | Exemption | Filing |
|---|---|---|---|---|---|---|---|
| fal - Features & Labels, Inc. | San Francisco, CA | Other Technology | $1.03B | $1.30B | 2026-10-28 | Rule 506(b) | SEC |
| fal - Features & Labels, Inc. | San Francisco, CA | Other Technology | $350M | $350M | 2026-04-23 | Rule 506(b) | SEC |
| SIERRA INTERNATIONAL NETWORK INC (incorporated in the last 5 years) | Irvine, CA | Other Technology | $300M | $300M | 2026-11-10 | Rule 506(b) | SEC |
| Zai Lab Ltd | Cambridge, MA | Biotechnology | $250M | $250M | 2026-10-27 | Rule 506(b) | SEC |
| AEH Parent, LLC (incorporated in the last 5 years) | New York, NY | Investing | $224M | $224M | 2026-11-09 | Rule 506(b) | SEC |
| SOUTHWEST VALUE PARTNERS FUND 25 LP (incorporated in the last 5 years) | San Diego, CA | Other Real Estate | $205M | Indefinite | 2026-10-27 | Rule 506(b), Investment Company Act 3(c), 3c.5 | SEC |
| SLR Secured Specialty Lending Fund (incorporated in the last 5 years) | New York, NY | Investing | $200M | Indefinite | 2026-09-29 | Rule 506(b) | SEC |
| Nominal, Inc. (incorporated in the last 5 years) | Austin, TX | Other | $170M | $172M | 2026-09-25 | Rule 506(b) | SEC |
| Bridge33 Real Estate Partners IV (QP) LP (incorporated in the last 5 years) | Seattle, WA | Commercial | $146M | $550M | 2026-10-30 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC |
| Databento Inc. | Salt Lake City, UT | Other Technology | $100M | $100M | 2026-10-05 | Rule 506(b) | SEC |
| Madisodex Ltd. | Denver, CO | Investing | $100M | Indefinite | 2026-10-01 | Rule 506(c) | SEC |
| NORV MARKETS INC | New York, NY | Investing | $100M | Indefinite | 2026-11-06 | Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.9, 3c.2, 3c.10, 3c.3, 3c.11, 3c.4, 3c.12, 3c.5, 3c.13, 3c.6, 3c.14, Investment Company Act 3(c)(7) | SEC |
| EUTAXION CAPITAL MANAGEMENT LLC | New York, NY | Investing | $100M | Indefinite | 2026-11-06 | Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.9, 3c.2, 3c.10, 3c.3, 3c.11, 3c.4, 3c.12, 3c.5, 3c.13, 3c.6, 3c.14, Investment Company Act 3(c)(7) | SEC |
| VBT Financial Corp | San Antonio, TX | Commercial Banking | $81M | $81M | 2026-10-23 | Rule 506(b) | SEC |
| Bank7 Corp. | Oklahoma City, OK | Commercial Banking | $72M | $72M | 2026-11-01 | Rule 506(c) | SEC |
| Nominal, Inc. (incorporated in the last 5 years) | Austin, TX | Other | $68M | $69M | 2026-10-26 | Rule 506(b) | SEC |
| New ERA Energy & Digital, Inc. | Midland, TX | Other | $64M | $64M | 2026-10-28 | Rule 506(b) | SEC |
| AFC Acquisitions, Inc. (incorporated in the last 5 years) | Foster City, CA | Other | $56M | $56M | 2026-11-06 | Rule 506(b) | SEC |
| Ubicloud Inc. (incorporated in the last 5 years) | San Francisco, CA | Other | $50M | $50M | 2026-09-28 | Rule 506(b) | SEC |
| Quintessent Inc. | Goleta, CA | Other Technology | $36M | $41M | 2026-04-08 | Rule 506(b) | SEC |
| Crest NC Investments, LLC | Salt Lake City, UT | Other Real Estate | $35M | $35M | 2026-10-30 | Rule 506(b) | SEC |
| ANDROMEDA ROBOTICS, INC. (incorporated in the last 5 years) | San Francisco, CA | Other Technology | $30M | $75M | 2026-10-29 | Rule 506(b) | SEC |
| Nanopath Inc | Cambridge, MA | Biotechnology | $30M | $37M | 2026-10-22 | Rule 506(b) | SEC |
| First Service Bancshares, Inc. | Greenbrier, AR | Commercial Banking | $29M | $29M | 2026-11-05 | Rule 506(b) | SEC |
| Luminoah, Inc. | Charlottesville, VA | Other Health Care | $25M | $25M | 2026-10-22 | Rule 506(b) | SEC |
| SHAC CW DEV PARTNERS LLC (incorporated in the last 5 years) | Calabasas, CA | Investing | $24M | $24M | 2026-10-13 | Rule 506(b) | SEC |
| JLLX Lake Howell, DST (incorporated in the last 5 years) | Chicago, IL | Residential | $24M | $65M | 2026-11-05 | Rule 506(b) | SEC |
| East West Partners Fund 1, LP (incorporated in the last 5 years) | Denver, CO | Other Real Estate | $24M | $75M | 2026-10-29 | Rule 506(b), Investment Company Act 3(c)(1) | SEC |
| Nadhi AI, Inc. (incorporated in the last 5 years) | Fremont, CA | Other Technology | $21M | $21M | 2026-10-26 | Rule 506(b) | SEC |
| Gamehaus Holdings Inc. (incorporated in the last 5 years) | Shanghai, F4 | Other Technology | $20M | $20M | 2026-11-02 | Rule 506(b) | SEC |
| RE Investments UT, LLC (incorporated in the last 5 years) | Salt Lake City, UT | Other Real Estate | $19M | $19M | 2026-10-30 | Rule 506(c) | SEC |
| Newton Research, Inc. (incorporated in the last 5 years) | Needham, MA | Other Technology | $18M | $30M | 2026-10-23 | Rule 506(b) | SEC |
| MCP Holdings III LLC (incorporated in the last 5 years) | Uniontown, PA | Commercial | $18M | $18M | 2026-10-26 | Rule 506(b) | SEC |
| Rise Trinity Partners, LLC (incorporated in the last 5 years) | Scottsdale, AZ | Residential | $17M | $17M | 2026-11-05 | Rule 506(b), Investment Company Act 3(c), 3c.5 | SEC |
| AngioInsight, Inc. | Minnetonka, MN | Other Health Care | $16M | $20M | 2025-10-09 | Rule 506(b) | SEC |
| BHM Infill Partners, LLC (incorporated in the last 5 years) | Birmingham, AL | Commercial | $16M | $16M | 2026-11-09 | Rule 506(b) | SEC |
| Telos Artifex LLC (incorporated in the last 5 years) | New York, NY | Other | $16M | $16M | 2026-10-29 | Rule 506(b) | SEC |
| Cypressbrook Summit View, LP (incorporated in the last 5 years) | The Woodlands, TX | Residential | $16M | $16M | 2026-07-01 | Rule 506(b) | SEC |
| Determinate Systems, Inc. (incorporated in the last 5 years) | Boston, MA | Other Technology | $15M | $15M | 2026-10-27 | Rule 506(b) | SEC |
| Kunin Technologies Inc. (incorporated in the last 5 years) | Chattanooga, TN | Other Technology | $15M | $16M | 2026-10-30 | Rule 506(b) | SEC |
Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.
By day
- 13 November 2026: 85 companies, 113 funds
- 12 November 2026: 101 companies, 150 funds
- 10 November 2026: 66 companies, 102 funds
- 9 November 2026: 55 companies, 81 funds
- 6 November 2026: 102 companies, 69 funds
- 5 November 2026: 61 companies, 130 funds
- 4 November 2026: 68 companies, 120 funds
- 3 November 2026: 61 companies, 84 funds
- 2 November 2026: 76 companies, 68 funds
- 30 October 2026: 76 companies, 98 funds
- 29 October 2026: 53 companies, 113 funds
- 28 October 2026: 61 companies, 81 funds
- 27 October 2026: 67 companies, 69 funds
- 26 October 2026: 53 companies, 55 funds
- 23 October 2026: 67 companies, 120 funds
- 22 October 2026: 71 companies, 110 funds
- 21 October 2026: 73 companies, 102 funds
- 20 October 2026: 67 companies, 65 funds
- 19 October 2026: 70 companies, 74 funds
- 16 October 2026: 53 companies, 84 funds
- 15 October 2026: 93 companies, 115 funds
- 14 October 2026: 97 companies, 158 funds
- 13 October 2026: 108 companies, 128 funds