New Form D filings on 26 October 2026
53 operating companies and 55 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 26 October 2026. The companies reported $528M sold so far in total. Most filings came from TX 8, CA 7, NY 7, FL 7, IL 3.
Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.
Companies (53), largest amount sold first
| Company | Location | Industry | Sold so far | Offering size | First sale | Exemption | Filing |
|---|---|---|---|---|---|---|---|
| Warp Sciences Inc. (incorporated in the last 5 years) | Portola Valley, CA | Other Technology | $195M | $218M | 2026-10-16 | Rule 506(b) | SEC |
| Halo Labs I LLC (incorporated in the last 5 years) | New York, NY | Other Technology | $85M | $85M | 2026-05-14 | Rule 506(b) | SEC |
| BigHat Biosciences, Inc. | San Mateo, CA | Biotechnology | $75M | $80M | 2026-07-17 | Rule 506(b) | SEC |
| DIFFERENT LABS, INC. (incorporated in the last 5 years) | Campbell, CA | Other Technology | $48M | $51M | 2024-01-05 | Rule 506(b) | SEC |
| Glenville Apartments, L.P. (incorporated in the last 5 years) | Dallas, TX | Residential | $32M | $32M | 2026-10-12 | Rule 506(b) | SEC |
| Overwatch Data, Inc. (incorporated in the last 5 years) | Brooklyn, NY | Other Technology | $15M | $15M | 2026-07-15 | Rule 506(b) | SEC |
| Longview Restoration Group, Inc. (incorporated in the last 5 years) | Nashville, TN | Other | $13M | $14M | 2026-10-21 | Rule 506(b) | SEC |
| HFS Aubrey Lots, LP (incorporated in the last 5 years) | Dallas, TX | Other Real Estate | $13M | $13M | 2026-08-21 | Rule 506(c) | SEC |
| HFS PRB 2026, LP (incorporated in the last 5 years) | Dallas, TX | Other Real Estate | $6.8M | $6.8M | 2026-08-03 | Rule 506(b) | SEC |
| LJ-RV Holdings LLC (incorporated in the last 5 years) | Chicago, IL | Other Real Estate | $5.8M | $5.8M | 2026-09-14 | Rule 506(b), Investment Company Act 3(c), 3c.5 | SEC |
| IRIS AI Technologies, Inc. (incorporated in the last 5 years) | New York, NY | Other Technology | $5.0M | $5.0M | 2025-12-22 | Rule 506(b) | SEC |
| LJ-RV Holdings LLC (incorporated in the last 5 years) | Chicago, IL | Other Real Estate | $4.3M | $4.3M | 2026-09-18 | Rule 506(b) | SEC |
| 700 Emlen Telford Holdings LLC (incorporated in the last 5 years) | Elmsford, NY | Commercial | $4.1M | $4.1M | 2026-10-14 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| SP Cooper Investor LLC (incorporated in the last 5 years) | Seattle, WA | Residential | $3.5M | $5.0M | 2026-10-01 | Rule 506(b) | SEC |
| Energy Services of America CORP | Huntington, WV | Other Energy | $3.4M | $3.4M | 2026-10-23 | Rule 506(b) | SEC |
| Longstreet Multi-Family LLC (incorporated in the last 5 years) | Conroe, TX | Residential | $3.0M | $3.0M | 2023-06-27 | Rule 506(b) | SEC |
| Thrive DFW Investments LLC (incorporated in the last 5 years) | Frisco, TX | Commercial | $2.3M | $2.4M | 2023-07-19 | Rule 506(c), Investment Company Act 3(c), 3c.5 | SEC |
| Thrive Liberty Hill LLC (incorporated in the last 5 years) | Frisco, TX | Commercial | $2.0M | $2.0M | 2024-01-10 | Rule 506(c), Investment Company Act 3(c), 3c.5 | SEC |
| Cosmos Fund LLC (incorporated in the last 5 years) | Miami Beach, FL | Other | $1.9M | Indefinite | 2026-10-23 | Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| Modal Motors Inc. (incorporated in the last 5 years) | Farmington Hills, MI | Other Technology | $1.7M | $5.0M | 2026-04-17 | Rule 506(b) | SEC |
| GracePay, Inc. (incorporated in the last 5 years) | Des Moines, IA | Other Technology | $1.2M | $1.2M | 2026-10-14 | Rule 506(b) | SEC |
| ULIFE Brands, Inc. (incorporated in the last 5 years) | Carson City, NV | Other Health Care | $1.1M | $1.1M | 2025-10-28 | Rule 506(b) | SEC |
| Lentek, LLC (incorporated in the last 5 years) | Palm Beach Gardens, FL | Manufacturing | $1.0M | $1.0M | 2025-10-16 | Rule 506(b) | SEC |
| Ready Chapter 1, Inc. (incorporated in the last 5 years) | Lakeland, FL | Other Technology | $957K | $1.1M | 2026-10-15 | Rule 506(b) | SEC |
| Aurora at the Lake LLC (incorporated in the last 5 years) | Santa Clara, CA | Commercial | $736K | $736K | 2026-10-11 | Rule 506(b) | SEC |
| Green Guys Holdings, LLC (incorporated in the last 5 years) | Charlotte, NC | Other Banking and Financial Services | $551K | $1.3M | 2026-10-09 | Rule 506(b) | SEC |
| Ebb Health, Inc. (incorporated in the last 5 years) | Portland, OR | Other Health Care | $550K | $900K | 2026-01-05 | Rule 506(b) | SEC |
| IWISH AI INC (incorporated in the last 5 years) | Danville, CA | Other Technology | $500K | $2.5M | 2026-10-22 | Rule 506(b) | SEC |
| Else Nutrition Holdings Inc. | Surrey, A1 | Other | $344K | $619K | 2026-10-19 | Rule 506(b) | SEC |
| Bioliberty Ltd | Edinburgh, X0 | Other Technology | $336K | $661K | 2026-10-16 | Rule 506(b) | SEC |
| Pence Contractors, LLC (incorporated in the last 5 years) | Lake Oswego, OR | Construction | $307K | $307K | Rule 504 | SEC | |
| DEALHEAD, INC. (incorporated in the last 5 years) | Nashville, TN | Other Technology | $200K | $1.0M | 2026-06-11 | Rule 506(b) | SEC |
| RYCO.IO, INC. (incorporated in the last 5 years) | Tampa, FL | Business Services | $100K | Indefinite | 2026-10-14 | Rule 506(b) | SEC |
| LEAD OUT MANUFACTURING, INC. (incorporated in the last 5 years) | Hanover Park, IL | Other | $75K | Indefinite | 2026-10-02 | Rule 506(b) | SEC |
| Navigate Agent, Inc (incorporated in the last 5 years) | Tacoma, WA | Other Technology | $65K | $130K | 2026-10-08 | Rule 506(b) | SEC |
| Sloane Ankeny Investors LLC (incorporated in the last 5 years) | Ames, IA | Other Real Estate | $50K | $12M | 2026-10-19 | Rule 506(c) | SEC |
| Hermai Inc. (incorporated in the last 5 years) | Blytheville, AR | Other Technology | $50K | $200K | 2026-10-22 | Rule 506(b) | SEC |
| Soda Bossa Beverages | Sheridan, WY | Manufacturing | $25K | $1.0M | 2026-10-15 | Rule 506(b) | SEC |
| Academa, Inc. (incorporated in the last 5 years) | Dover, DE | Other Technology | $18K | $100K | 2026-10-13 | Rule 506(b) | SEC |
| TCM Life Science Inc. (incorporated in the last 5 years) | Newark, DE | Biotechnology | $17K | Indefinite | 2026-10-12 | Rule 506(b) | SEC |
| Otto Recruiting, Inc. (incorporated in the last 5 years) | San Francisco, CA | Business Services | $15K | $1.5M | 2026-10-13 | Rule 506(b) | SEC |
| Nuckle Ai Corp. (incorporated in the last 5 years) | Plano, TX | Other Technology | $10K | $120K | 2026-10-12 | Rule 506(b) | SEC |
| APOLLO EX INC. (incorporated in the last 5 years) | New York, NY | Investing | $0 | $100M | 2026-10-26 | Rule 506(c) | SEC |
| Alalza Investment LLC (incorporated in the last 5 years) | Miami, FL | Other Real Estate | $0 | $100M | Rule 506(c) | SEC | |
| Peachtree Blvd 123 LLC (incorporated in the last 5 years) | Columbia, MD | Residential | $0 | $35M | Rule 506(c) | SEC | |
| Montsolis LLC (incorporated in the last 5 years) | Lake Mary, FL | Investing | $0 | $7.5M | Rule 506(b) | SEC | |
| AdhereBio LLC (incorporated in the last 5 years) | Fort Lauderdale, FL | Biotechnology | $0 | $5.0M | Rule 506(b) | SEC | |
| Geophysical Technology Inc. | Stafford, TX | Other Technology | $0 | $4.5M | Rule 506(b) | SEC | |
| RICORE Gov Pointe Investors, LLC (incorporated in the last 5 years) | Cincinnati, OH | Commercial | $0 | $2.1M | Rule 506(b) | SEC | |
| Garman Legacy Fund LLC (incorporated in the last 5 years) | Hiawatha, IA | Residential | $0 | Indefinite | Rule 506(c), Investment Company Act 3(c), 3c.5 | SEC | |
| Igloo Group Holdings, L.P. (incorporated in the last 5 years) | New York, NY | Other | $0 | Indefinite | 2026-01-20 | Rule 506(b) | SEC |
| VERIONYX, INC. | Laguna Hills, CA | Other Health Care | $0 | Indefinite | Rule 506(b) | SEC | |
| Outpost Partnership, LP (incorporated in the last 5 years) | New York, NY | Other Real Estate | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC |
Pooled investment funds (55)
| Fund | Location | Sold so far | Offering size | Filing |
|---|---|---|---|---|
| THL Insurance Dedicated Fund Series of the SALI Multi-Series Fund, L.P. | Austin, TX | $100M | Indefinite | SEC |
| MPC Direct Access Program LP - Series Superintelligence | New York, NY | $56M | Indefinite | SEC |
| OnePrime Opportunity Fund IX, LP | Palo Alto, CA | $46M | Indefinite | SEC |
| Blue Co-Invest SCSp | Luxembourg, N4 | $33M | Indefinite | SEC |
| SCOBRES LLC | Miami, FL | $7.6M | $7.6M | SEC |
| OT Frontier Fund I, LLC | Boston, MA | $6.5M | Indefinite | SEC |
| ADVANCED ROBOTICS INVESTMENTS LLC | Mountain View, CA | $6.0M | Indefinite | SEC |
| Bonhope Day1 SPV LLC | Sheridan, WY | $5.0M | $5.0M | SEC |
| Macquarie Infrastructure Income Opportunities iCapital Offshore Access Fund SPC | New York, NY | $5.0M | Indefinite | SEC |
| UP Ventures SPV A a Series of CGF2026 LLC | Claymont, DE | $4.6M | $4.6M | SEC |
| HG Israel Holdings II, LLC | Norfolk, VA | $3.8M | $3.8M | SEC |
| Outline Ventures SPV 1 a Series of CGF2026 LLC | Claymont, DE | $3.1M | $3.1M | SEC |
| BHC BL Co-Invest, LLC | Richmond, VA | $2.7M | Indefinite | SEC |
| Mercurio 3 Fund, Fundo de Capital de Risco Fechado | Lisboa, S1 | $2.4M | Indefinite | SEC |
| Signglasses Opportunity Fund II LLC | Lehi, UT | $2.0M | $3.0M | SEC |
| Axcelus Financial Life Insurance Co Separate Account VL 509 | Philadelphia, PA | $1.0M | Indefinite | SEC |
| AAL Syndicates LLC - Series 2 | Dover, DE | $994K | $994K | SEC |
| Oxy Capital Magellan, Fundo De Investimento Alternativo Mobiliario Aberto | Lisboa, S1 | $840K | Indefinite | SEC |
| Lamington Capital Fund II, LLC | Port St Lucie, FL | $825K | Indefinite | SEC |
| JS Venture Fund LLC Series A40 | Garden City, NY | $760K | Indefinite | SEC |
| Care Craft Commitment a Series of CGF2021 LLC | Claymont, DE | $734K | $734K | SEC |
| Arielle Titan LLC | Dover, DE | $600K | $600K | SEC |
| ENDTX a Series of CGF2026 LLC | Claymont, DE | $529K | $529K | SEC |
| OPC 0926 a Series of CGF2026 LLC | Claymont, DE | $318K | $318K | SEC |
| Baltusrol Investments LLC | Knoxville, TN | $260K | $260K | SEC |
| CCI 1026 a Series of CGF2026 LLC | Claymont, DE | $260K | $260K | SEC |
| Lyla Nexus A Series of V360 Holdings LLC | Menlo Park, CA | $220K | $220K | SEC |
| Oxy Capital Magellan Q3-2026, Fundo De Investimento Alternativo Mobiliario Aberto | Lisboa, S1 | $169K | Indefinite | SEC |
| VeriQual Financial LLC | Knoxville, TN | $135K | $500K | SEC |
| MI 0927 a Series of CGF2021 LLC | Claymont, DE | $118K | $118K | SEC |
| BSC 082026 a Series of CGF2021 LLC | Claymont, DE | $75K | $75K | SEC |
| TALN1524477 a Series of CGF2021 LLC | Claymont, DE | $55K | $55K | SEC |
| CAZ Co-Investment Opportunities Fund, L.P. - PM Portfolio | Houston, TX | $25K | Indefinite | SEC |
| Trust Ventures Fund V, LP | Austin, TX | $0 | $400M | SEC |
| Interlagos Fund II, LP | New York, NY | $0 | $400M | SEC |
| Westwind Non-Op, LP | Midland, TX | $0 | $100M | SEC |
| Westwind Minerals, LP | Midland, TX | $0 | $50M | SEC |
| 8VC COSC, LLC | Austin, TX | $0 | $30M | SEC |
| AGI Investors II - iCapital Access Fund, L.P. | New York, NY | $0 | Indefinite | SEC |
| 83North VD, L.P. | Tel Aviv, L3 | $0 | Indefinite | SEC |
| TPG Essential Housing IV Equity, L.P. | Fort Worth, TX | $0 | Indefinite | SEC |
| TPG Tech Adjacencies III Omni CI II, L.P. | Fort Worth, TX | $0 | Indefinite | SEC |
| TPG Peppertree Equity XI, L.P. | Fort Worth, TX | $0 | Indefinite | SEC |
| TPG Sports Equity, L.P. | Fort Worth, TX | $0 | Indefinite | SEC |
| IEQ Capital Access Fund - MV Opportunity III, L.P. | New York, NY | $0 | Indefinite | SEC |
| iCapital-Millennium Global Estate Fund A, L.P. | New York, NY | $0 | Indefinite | SEC |
| iCapital-Millennium Global Estate Fund Z, L.P. | New York, NY | $0 | Indefinite | SEC |
| iCapital-Millennium Global Estate Fund P, L.P. | New York, NY | $0 | Indefinite | SEC |
| HCP Switchyard Fund, L.P. | Fort Worth, TX | $0 | Indefinite | SEC |
| X THERMA A SERIES OF VUVP FUND LLC | Austin, TX | $0 | Indefinite | SEC |
| ECP VI (Dragon Co-Invest), LP | Summit, NJ | $0 | Indefinite | SEC |
| Encinal I LP | Menlo Park, CA | $0 | Indefinite | SEC |
| Frontier Strategic Partners LP | Menlo Park, CA | $0 | Indefinite | SEC |
| MCP Co-Investment Fund VII Cooperatief U.A. | The Hague, P7 | $0 | Indefinite | SEC |
| HRTG SPE VII, L.P. | Menlo Park, CA | $0 | Indefinite | SEC |
Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.
Other days
- 13 November 2026: 85 companies, 113 funds
- 12 November 2026: 101 companies, 150 funds
- 10 November 2026: 66 companies, 102 funds
- 9 November 2026: 55 companies, 81 funds
- 6 November 2026: 102 companies, 69 funds
- 5 November 2026: 61 companies, 130 funds
- 4 November 2026: 68 companies, 120 funds
- 3 November 2026: 61 companies, 84 funds
- 2 November 2026: 76 companies, 68 funds
- 30 October 2026: 76 companies, 98 funds
- 29 October 2026: 53 companies, 113 funds
- 28 October 2026: 61 companies, 81 funds
- 27 October 2026: 67 companies, 69 funds
- 26 October 2026: 53 companies, 55 funds
- 23 October 2026: 67 companies, 120 funds
- 22 October 2026: 71 companies, 110 funds
- 21 October 2026: 73 companies, 102 funds
- 20 October 2026: 67 companies, 65 funds
- 19 October 2026: 70 companies, 74 funds
- 16 October 2026: 53 companies, 84 funds
- 15 October 2026: 93 companies, 115 funds
- 14 October 2026: 97 companies, 158 funds
- 13 October 2026: 108 companies, 128 funds