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New Form D filings on 13 November 2026

85 operating companies and 113 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 13 November 2026. The companies reported $661M sold so far in total. Most filings came from CA 11, NY 9, TX 6, IL 5, FL 5.

Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.

Companies (85), largest amount sold first

CompanyLocationIndustrySold so farOffering sizeFirst saleExemptionFiling
AEH Parent, LLC (incorporated in the last 5 years)New York, NYInvesting$224M$224M2026-11-09Rule 506(b)SEC
Nominal, Inc. (incorporated in the last 5 years)Austin, TXOther$170M$172M2026-09-25Rule 506(b)SEC
Nominal, Inc. (incorporated in the last 5 years)Austin, TXOther$68M$69M2026-10-26Rule 506(b)SEC
ANDROMEDA ROBOTICS, INC. (incorporated in the last 5 years)San Francisco, CAOther Technology$30M$75M2026-10-29Rule 506(b)SEC
Nanopath IncCambridge, MABiotechnology$30M$37M2026-10-22Rule 506(b)SEC
First Service Bancshares, Inc.Greenbrier, ARCommercial Banking$29M$29M2026-11-05Rule 506(b)SEC
JLLX Lake Howell, DST (incorporated in the last 5 years)Chicago, ILResidential$24M$65M2026-11-05Rule 506(b)SEC
BHM Infill Partners, LLC (incorporated in the last 5 years)Birmingham, ALCommercial$16M$16M2026-11-09Rule 506(b)SEC
Kunin Technologies Inc. (incorporated in the last 5 years)Chattanooga, TNOther Technology$15M$16M2026-10-30Rule 506(b)SEC
EV Life, Inc. (incorporated in the last 5 years)Sacramento, CAOther Technology$7.0M$8.0M2023-09-20Rule 506(b)SEC
Eco, Inc.San Francisco, CAOther Technology$6.5M$6.5M2026-11-04Rule 506(b)SEC
Metabody Holdings Inc. (incorporated in the last 5 years)West Valley City, UTOther Technology$5.0M$8.0M2026-11-06Rule 506(b)SEC
Adaptive Investment Solutions, Inc. (incorporated in the last 5 years)Boston, MAOther$3.8M$4.5M2026-10-26Rule 506(b)SEC
PTH FOF 4, LLC (incorporated in the last 5 years)Orlando, FLCommercial$3.3MIndefinite2026-10-29Rule 506(b), Investment Company Act 3(c), 3c.5SEC
BSF Howell Holdings LLC (incorporated in the last 5 years)Birmingham, MICommercial$1.9M$2.0M2026-10-30Rule 506(b)SEC
Nighthawk Flight Systems, Inc. (incorporated in the last 5 years)Vista, CAOther Technology$1.9M$2.5M2026-09-14Rule 506(b)SEC
Roers Multifamily Income REIT Operating Partnership, LP (incorporated in the last 5 years)Plymouth, MNREITS and Finance$1.7M$1.7M2026-10-30Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
Mercury Bio, Inc.Santa Fe, NMBiotechnology$1.6M$1.6M2026-10-29Rule 506(b)SEC
Arterra Pet Science, Inc. (incorporated in the last 5 years)Leander, TXRetailing$1.6M$1.6M2026-10-29Rule 506(b)SEC
Hockey Parent Holdings, L.P.Chicago, ILOther$1.6M$1.6M2026-11-01Rule 506(b)SEC
Granule Labs Inc. (incorporated in the last 5 years)Las Vegas, NVOther Real Estate$1.5M$1.5M2026-10-29Rule 506(b)SEC
Public Policy Holding Company, Inc.Washington, DCOther$1.4M$1.4M2026-11-01Rule 506(b)SEC
Neuvivo, Inc.Palo Alto, CAPharmaceuticals$1.4M$9.5M2026-10-30Rule 506(b)SEC
EatFuti Inc. (incorporated in the last 5 years)Des Moines, IAOther Technology$1.3M$1.6M2026-03-01Rule 506(b)SEC
Imagen R&R Dental Care Support Services, LLC (incorporated in the last 5 years)Scottsdale, AZOther Health Care$1.0M$1.0M2026-11-02Rule 506(b)SEC
GALY Co.Medford, MAOther Technology$1.0M$1.0M2026-10-02Rule 506(b)SEC
Mediplex Horsham, LLC (incorporated in the last 5 years)Fort Washington, PACommercial$938K$938K2026-11-04Rule 506(b)SEC
Imagen Flores Dental Support Services, LLC (incorporated in the last 5 years)Scottsdale, AZOther Health Care$849K$849K2026-11-02Rule 506(b)SEC
Bitpulse Inc. (incorporated in the last 5 years)New York, NYOther Technology$831K$831K2023-11-30Rule 506(b)SEC
DTLA Fund 8 LLCNew York, NYLodging and Conventions$500K$68M2019-11-19Rule 506(c)SEC
Golden Hour LLC (incorporated in the last 5 years)Okemos, MIOther$500K$500K2026-11-03Rule 506(b)SEC
Mav Automation Ventures Inc.Las Vegas, NVOther$500K$500K2026-11-11Rule 506(b)SEC
San Juan Seltzer Co.Seattle, WAManufacturing$475K$1.5M2026-08-12Rule 506(b)SEC
Gaingels Recursive LLC (incorporated in the last 5 years)Burlington, VTOther$457K$457K2026-10-30Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
BSF Howell Holdings II, LLC (incorporated in the last 5 years)Birmingham, MICommercial$431K$445K2026-10-30Rule 506(b)SEC
Gaingels Odyssey LLC (incorporated in the last 5 years)Burlington, VTOther$368K$368K2026-10-29Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
Slazer Labs, Inc. (incorporated in the last 5 years)Santa Fe, NMOther Technology$350K$600K2026-10-30Rule 506(b)SEC
Open Agent Registry, Inc. (incorporated in the last 5 years)Budapest, K5Other Technology$350K$450K2026-08-10Rule 506(b)SEC
Energetic Events, Inc. (incorporated in the last 5 years)New York, NYOther$350K$350K2026-11-05Rule 506(b)SEC
SKAI INNOVATIONS INC. (incorporated in the last 5 years)Scottsdale, AZOther Technology$325K$4.0M2026-08-31Rule 506(b)SEC
Nextech3D.AI Corp.Toronto, A6Other$322K$698K2026-11-09Rule 506(b)SEC
LTNG Debt Fund LLC (incorporated in the last 5 years)Willis, TXREITS and Finance$300K$50M2025-08-29Rule 506(c)SEC
WHE Inc.Golden, COOther Technology$300K$500K2026-11-06Rule 506(b)SEC
inHarmony Legacy Holdings, Inc. (incorporated in the last 5 years)Las Vegas, NVOther$300K$300K2026-11-10Rule 506(b)SEC
CrunchAtlas, Inc. (incorporated in the last 5 years)Merrimack, NHOther Technology$250K$1.5M2026-11-05Rule 506(b)SEC
Series 25-1, a series of StartEngine Private Funds LLC (incorporated in the last 5 years)Burbank, CAOther$249K$3.6M2026-11-03Rule 506(c)SEC
Ora Biomedical, Inc. (incorporated in the last 5 years)Seattle, WABiotechnology$205K$1.0M2026-01-19Rule 506(b)SEC
Gaingels General Compute OCT 26 LLC (incorporated in the last 5 years)Burlington, VTOther$170K$170K2026-10-29Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
CL Seguin Land LLC (incorporated in the last 5 years)Dallas, TXResidential$150K$6.4M2026-11-05Rule 506(c), Investment Company Act 3(c), 3c.5SEC
St. Rose Inc. (incorporated in the last 5 years)Columbus, OHRetailing$150K$750K2026-11-06Rule 506(b)SEC
SmartCharts Inc.Chicago, ILOther$145K$145K2022-09-06Rule 506(b)SEC
Gaingels Lys LLC (incorporated in the last 5 years)Burlington, VTOther$142K$142K2026-10-30Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
THIRD EYE MECHATRONICS LLC (incorporated in the last 5 years)Chattahoochee, FLOther Technology$130K$130K2026-11-04Rule 506(b)SEC
Clearwood, PBC (incorporated in the last 5 years)Oregon City, OROther Technology$110K$1.5M2026-11-09Rule 506(b)SEC
Philo Film LLC (incorporated in the last 5 years)Farmington, UTOther$100K$1.0M2026-10-29Rule 506(b)SEC
MGT CAPITAL INVESTMENTS, INC.Melbourne, FLOther Technology$100K$225K2026-10-29Rule 506(b)SEC
Mobile Hydration LLC (incorporated in the last 5 years)Lakewood, COOther Health Care$100K$100K2026-11-02Rule 506(b)SEC
HORIZON SI, INC. (incorporated in the last 5 years)Miami, FLOther Technology$88K$6.0M2026-11-09Rule 506(b)SEC
AEGISDATA.AI INC. (incorporated in the last 5 years)Santa Clara, CAComputers$60K$60K2026-05-15Rule 506(b)SEC
SmartCharts Inc.Chicago, ILOther$50K$50K2023-05-22Rule 506(b)SEC
Parallel Distribution, Inc. (incorporated in the last 5 years)New York, NYOther$40K$40K2026-10-29Rule 506(b)SEC
SmartCharts Inc.Chicago, ILOther$40K$40K2019-11-01Rule 506(b)SEC
CORTS, INC. (incorporated in the last 5 years)West Hollywood, CARetailing$40KIndefinite2026-11-09Rule 506(b)SEC
SSM Exchange Inc. (incorporated in the last 5 years)Huntington Woods, MIOther Technology$25KIndefinite2026-10-28Rule 506(b)SEC
One Bullion LtdToronto, A6Other$25K$25K2026-11-03Rule 506(b)SEC
CNG 2026 School Vehicles I, LLC (incorporated in the last 5 years)Oklahoma City, OKOther Energy$10KIndefinite2026-10-29Rule 506(c)SEC
GS Finance Corp.New York, NYInvestment Banking$3K$3K2026-11-13Rule 506(b)SEC
NterpriseIQ, Inc. (incorporated in the last 5 years)Lewes, DEOther Technology$60$602026-11-05Rule 506(b)SEC
BXREX Portfolio III DST (incorporated in the last 5 years)New York, NYCommercial$0$293MRule 506(b)SEC
BLX Lot 5 Fund LLC (incorporated in the last 5 years)New York, NYOther Real Estate$0$100MRule 506(b)SEC
Savorexi Capital LLCDenver, COInvesting$0$100M2026-11-13Rule 506(c)SEC
Vantrex Digital Markets, Inc. (incorporated in the last 5 years)Denver, COInvesting$0$100M2026-11-13Rule 506(c)SEC
INSight Capital, LLC (incorporated in the last 5 years)Lincoln, NEInsurance$0$30M2026-11-01Rule 506(b)SEC
Shoot Out the Lights Musical LLC (incorporated in the last 5 years)New York, NYOther$0$8.0MRule 506(b)SEC
Knowledge Transfer, LLCOrlando, FLOther$0$2.0MRule 506(b)SEC
ZV South Meridian Hospitality LLC (incorporated in the last 5 years)Eagle, IDRestaurants$0$1.0MRule 506(b)SEC
ZV South Meridian LLC (incorporated in the last 5 years)Eagle, IDCommercial$0$850KRule 506(b)SEC
226 LAS FLORES, LLC (incorporated in the last 5 years)Glendale, CAOther$0$380KRule 506(b)SEC
Tausret LRF LLCWoodland Hills, CABusiness Services$0$325KRule 506(b)SEC
CNG 2026 School Vehicles GB, LLC (incorporated in the last 5 years)Oklahoma City, OKOther Energy$0IndefiniteRule 506(c)SEC
HPS Net Lease Income REIT (incorporated in the last 5 years)St. Louis, MOREITS and Finance$0IndefiniteRule 506(b)SEC
Odyssey Middle Holdings LLC (incorporated in the last 5 years)Burlington, MAOther$0IndefiniteRule 506(b)SEC
V3DEO Inc. (incorporated in the last 5 years)San Francisco, CAOther Technology$0Indefinite2026-10-13Rule 506(c)SEC
Hi & Mighty LLCIndianapolis, INOther$0IndefiniteRule 506(b)SEC
MINERALRITE CorpDallas, TXOther$0IndefiniteRule 506(c)SEC

Pooled investment funds (113)

FundLocationSold so farOffering sizeFiling
Onex Partners Ranger CV LPNew York, NY$651MIndefiniteSEC
TRIATOMIC CAPITAL PRIVATE II LPPalo Alto, CA$297MIndefiniteSEC
Tara Emerging Asia Liquid Fund (US), LPSummit, NJ$258MIndefiniteSEC
AEH Investors, LLCNew York, NY$221M$221MSEC
Yellow Wood Navigate Co-Invest, L.P.Boston, MA$195M$195MSEC
ESTEE INDIA FUNDPort Louis, O4$82MIndefiniteSEC
Berlin Power Partners LPNew York, NY$80MIndefiniteSEC
TRIATOMIC CAPITAL OFFSHORE PRIVATE II LPPalo Alto, CA$78MIndefiniteSEC
12 FLAGS CONSUMER FUND II LPGrand Cayman, E9$77MIndefiniteSEC
Nova Flappy II, LPSan Francisco, CA$34M$46MSEC
Col Ventures Fund I, L.P.Cresskill, NJ$30M$60MSEC
GREYWOLF MARITIME OPPORTUNITIES QP MASTER FUND III LPPurchase, NY$29MIndefiniteSEC
DLFF 26A a Series of CGF2026 LLCClaymont, DE$23M$23MSEC
Tribe Capital Firstlook APP-03, L.P.San Mateo, CA$21M$21MSEC
AAF Ventures SPV 5, L.P.San Francisco, CA$16M$16MSEC
SHREWSBURY RIVER CAPITAL HIGH-INCOME FUND (CAYMAN) LTDGrand Cayman, E9$15MIndefiniteSEC
Edge Venture Opportunities 1, L.P.Palo Alto, CA$15MIndefiniteSEC
BEAR CREEK DEBT WAREHOUSE, LLCDenver, CO$13M$13MSEC
Triatomic Opportunity Fund IV LPPalo Alto, CA$12M$12MSEC
HC Select 1 LLCNew York, NY$12MIndefiniteSEC
TRIATOMIC OPPORTUNITY FUND V LPPalo Alto, CA$10M$10MSEC
CI AI 37 a Series of CIM Funds LLCNew York, NY$9.4M$9.4MSEC
APIA ThorParis, I0$9.3M$34MSEC
Frontier Infra Fund VI, a Series of SecondMarket Growth, LLCNew York, NY$9.0M$9.0MSEC
JKZH 5 a Series of CGF2021 LLCClaymont, DE$7.9M$7.9MSEC
AI Frontier Fund LPSan Francisco, CA$7.4M$7.4MSEC
AGC FLM I a Series of AGC AI Nexus Fund LLCClaymont, DE$6.3M$6.3MSEC
Three Meadows Partners, LLCMaumee, OH$6.0M$6.0MSEC
Ascension x Varanium Space, a series of Giant Step Capital Specials, LPChicago, IL$6.0M$6.0MSEC
202607-M, a series of Tyrell Ventures Funds, LPSan Juan, PR$5.8M$5.8MSEC
TDN 2 a Series of CGF2026 LLCClaymont, DE$5.7M$5.7MSEC
DLFF 26B a Series of CGF2026 LLCClaymont, DE$5.5M$5.5MSEC
High Energy Ventures DGM I a Series of CGF2026 LLCClaymont, DE$5.2M$5.2MSEC
Aithens Capital Management L.P.Chino Hills, CA$5.1M$10MSEC
PRIVATE MARKET SECURITIES FUND II LLC SERIES MFort Lauderdale, FL$4.7MIndefiniteSEC
CI Compute 48, a Series of CIM Funds, LLCNew York, NY$4.5M$4.5MSEC
CI Compute 46, a Series of CIM Funds, LLCNew York, NY$3.5M$3.5MSEC
Overmatch Nominal C, LPAustin, TX$3.0M$3.0MSEC
Brightwing-Mir SPV a Series of CGF2026 LLCClaymont, DE$3.0M$3.0MSEC
GREYWOLF MARITIME OPPORTUNITIES QP OFFSHORE FUND III LPPurchase, NY$3.0MIndefiniteSEC
Project Ithaca Aug 2026 a Series of CGF2021 LLCClaymont, DE$2.6M$2.6MSEC
SPVC 15, a series of Spacestation Investments LPLayton, UT$2.5M$2.5MSEC
Gut Feeling a Series of CGF2026 LLCClaymont, DE$2.0M$2.0MSEC
Hugo-AR-0702 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$1.9M$1.9MSEC
Benchstrength AID SPV 2, L.P.New York, NY$1.8M$1.8MSEC
CI Compute 47, a Series of CIM Funds, LLCNew York, NY$1.5M$1.5MSEC
AAF Ventures SPV 3, L.P.San Francisco, CA$1.4M$1.4MSEC
CHIMNEY TWO ISLAND BELL SIMONS SPV, LLCNew York, NY$1.4MIndefiniteSEC
CC Rare Earth a Series of CGF2021 LLCClaymont, DE$1.2M$1.2MSEC
Venti Direct a series of Allocations 2026 Master, LLCRas Al Khaimah, C0$1.0M$1.0MSEC
Silent Capital XXXXII, a series of Silent Capital Holdings, LPLynnwood, WA$1000K$1000KSEC
Latitude Ventures II a series of Allocations 2026 Master, LLCEaston, MD$975K$975KSEC
PPVP Ventures III a Series of Pari Passu Master II LLCClaymont, DE$925K$925KSEC
Jackson Rose Venture II, LLC - Series OSeaside Park, NJ$810KIndefiniteSEC
PE-1008 Fund III, a series of K50 Funds, LPLynnwood, WA$783K$783KSEC
TMRW SPRT Forma Capital SPV a Series of CGF2026 LLCClaymont, DE$743K$743KSEC
LH Strategic Seed II, a series of Roll Up Vehicles, LPLynnwood, WA$700K$700KSEC
AUGUREY VENTURES IV - SERIES PROMETHEUS AIselin, NJ$625K$26MSEC
MA-0623 Fund I, a series of Roll Up Vehicles, LPLynnwood, WA$606K$606KSEC
ATMR a Series of Koru Ventures LLCClaymont, DE$603K$603KSEC
DECART VENTURES SPVDover, DE$600K$600KSEC
B4 Watch a Series of CGF2026 LLCClaymont, DE$575K$575KSEC
Pointer.Capital-MU-0915 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$562K$562KSEC
N 0826 a Series of CGF2021 LLCClaymont, DE$535K$535KSEC
AUGUREY VENTURES I - SERIES PROMETHEUS AIselin, NJ$495K$26MSEC
Redbeard-NO-1027 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$461K$461KSEC
T2D3 V Oct 2026 a Series of CGF2026 LLCClaymont, DE$459K$459KSEC
SHREWSBURY RIVER CAPITAL HIGH-INCOME FUND (US) LPRed Bank, NJ$400KIndefiniteSEC
K M Squared SPV I a Series of CGF2026 LLCClaymont, DE$357K$357KSEC
AUGUREY VENTURES VI - SERIES PROMETHEUS AIselin, NJ$300K$26MSEC
AUGUREY VENTURES V - SERIES PROMETHEUS AIselin, NJ$275K$26MSEC
Opportuna SPV 2601 a series of Infinitas Capital Master LLCBirkirkara, O1$262K$262KSEC
AUGUREY VENTURES III - SERIES PROMETHEUS AIselin, NJ$250K$26MSEC
KE-1006 Fund I, a series of Roll Up Vehicles, LPLynnwood, WA$248K$248KSEC
Graham-SM-1007 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$215K$215KSEC
Good-TH-1030 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$204K$204KSEC
AM-0828 Fund I, a series of Dark Arts Opportunities, LPLynnwood, WA$198K$198KSEC
LSAS 0726 a Series of CGF2021 LLCClaymont, DE$130K$130KSEC
Global Horizons Holdings Ventures LLC - Series 117Dover, DE$125K$125KSEC
SaadiCorp-VA-1012 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$121K$121KSEC
Two Roads Capital, Vul E a Series of CGF2026 LLCClaymont, DE$117K$117KSEC
AUGUREY VENTURES II - SERIES PROMETHEUS AIselin, NJ$110K$26MSEC
Antti Capital Burst V, a series of Antti Capital, LPLynnwood, WA$105K$105KSEC
AU-0815 Fund I, a series of Exitfund Venture, LPLynnwood, WA$102K$102KSEC
WAIC 0926 a Series of CGF2021 LLCClaymont, DE$90K$90KSEC
PersDef 26 a Series of CGF2026 LLCClaymont, DE$86K$86KSEC
OMTC 1026 a Series of Phase Shift Ventures Master LLCClaymont, DE$80K$80KSEC
BH-0714 Gaingels Fund I, a series of AngelList-GP-Funds-I, LPLynnwood, WA$67K$67KSEC
Sempai Dwight, a series of Spacestation Investments LPLayton, UT$50K$50KSEC
OD-0921 Gaingels Fund I, a series of 2022 Ventures Early, LPLynnwood, WA$41K$41KSEC
Goldmount XIX a series of Allocations 2026 Master, LLCMiami, FL$30K$30KSEC
JFG Fund LLCDenver, CO$9K$9KSEC
Carlyle Credit SolutionsNew York, NY$5KIndefiniteSEC
Flybridge Growth 2026, L.P.New York, NY$0$35MSEC
AUGUREY VENTURES QP FUND, LLC - SERIES PROMETHEUS AIselin, NJ$0$26MSEC
Bitcoin Outdoor Hospitality Fund, LPMiami, FL$0$21MSEC
Brenton Point Capital Partners 2005 Co-Invest Fund, LPNew York, NY$0IndefiniteSEC
Sands Capital Global Venture Fund IV-OV, L.P.Arlington, VA$0IndefiniteSEC
PTCJ-6 Co-invest B L.P.Grand Cayman, E9$0IndefiniteSEC
LIQUIDIA BUYOUT & INCOME, LPMiami, FL$0IndefiniteSEC
AOFLEX II, LLCAtlanta, GA$0IndefiniteSEC
BIF VI-A Note Issuer L.P.New York, NY$0IndefiniteSEC
Reverence Catskill PE Co-Invest Fund IV, L.P.New York, NY$0IndefiniteSEC
CVC Credit Partners European Direct Lending Fund V (Coinvest-E) SCSpLuxembourg, N4$0IndefiniteSEC
Co-Investors-IX (Penguin), L.P.Chicago, IL$0IndefiniteSEC
Vested India Equity Opportunities Fund LPDurham, NC$0IndefiniteSEC
Scarlet Point, L.P.Greenwich, CT$0IndefiniteSEC
ICQ Opportunities AN, LP (Series B)San Francisco, CA$0IndefiniteSEC
Collective Global Fund II-A, L.P.Spring, TX$0IndefiniteSEC
QuantumLight Opportunities I LPGeorge Town, Grand Cayman, E9$0IndefiniteSEC
GCM Grosvenor Strategic Credit Fund II (A) Feeder, L.P.Chicago, IL$0IndefiniteSEC
GCM Grosvenor Strategic Credit Fund II (A), L.P.Chicago, IL$0IndefiniteSEC
Hook Load Partners LPNew York, NY$0IndefiniteSEC

Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.

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